Improve Airway Management in Deep Sedation

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Anesthesia providers must be prepared to ventilate the patient when signs of respiratory or cardiac trouble emerge.


The first thing two anesthesiologists said when asked about deep monitored anesthesia care (MAC) was that the term is often misunderstood by surgeons or patients who are expecting something else entirely. Beverly Philip, MD, FACA, FASA, president of the American Society of Anesthesiologists (ASA), instead uses the term “deep sedation.”

“MAC is a billing term that gives information on the patient’s condition. The issue is, what effects are the patients actually getting?”

Anesthesia, at its core, is a four-stage continuum without strictly defined silos, as evidenced by the American Society of Anesthesia (ASA) in its “depth of sedation” chart (below):

If an anesthesia provider is involved in the first two stages of the continuum — minimal or moderate sedation — that’s by definition MAC, but not deep sedation. The confusion extends to the other end of the continuum. Dr. Philip says “deep sedation” cases requested by surgeons often are, in actuality, general anesthesia cases.

The line between the two depends not so much on which drugs, like propofol, are administered, but by how much medication is administered, she says.

“General anesthesia means patients are unresponsive to painful stimuli and, with that, mostly unaware,” explains Dr. Philip. “Deep sedation means the patient is comfortable, but can purposefully respond as needed. This is a frequent discussion, and I bring it up because it impacts patient safety.”

Scott J. Wiesenberger, MD, area vice president of the Maryland and Mid-Atlantic Region with North American Partners in Anesthesia (NAPA), agrees that nomenclature is important. “I always make sure I’m on the same page with surgeons when we discuss MAC,” he says. “Telling me ‘I don’t want the patient to move’ is a different ballgame than saying ‘I want them sedated.’ When surgeons say they don’t want the patient to move, I always tell them, ‘You need to realize we’re moving into a general anesthetic.’”

Deep sedation presents numerous potential hazards the anesthesia provider must monitor, avoid and intervene to reverse if necessary. “Deep sedation says the patient will have purposeful responses to repeated verbal or painful stimulation,” says Dr. Wiesenberger.

The airway may or may not have a problem, ventilation may or may not be impacted and cardiovascular function is usually maintained. But if providers administer a lot of propofol, that could always change, adds Dr. Wiesenberger.

“With general anesthesia, you often need to put something into the airway with an LMA or endotracheal tube to make sure the patient can keep breathing,” says Dr. Philip. “We don’t do that with deep sedation.” Instead, interventions ranging from a chin lift to emergency intubation during surgery come with the territory throughout deep sedation cases.

In some respects, deep sedation is more work for anesthesia providers and more dangerous for patients than general anesthesia. “It’s technically more difficult to administer really well, and to me as an anesthesiologist, that means it’s less safe,” says Dr. Philip.

Avoiding problems

Assessing which patients are suitable for deep sedation is paramount. “Be very careful with patient selection,” says Dr. Philip. “I’m a real stickler for it. I talk with my surgeons if a patient may not be the best candidate for deep sedation.”

Dr. Philip says deep sedation is particularly perilous for people with extra weight around the neck and face and, separately, on the belly, as well as older patients. “As human beings get older, they lose tissue elasticity,” she says. “The airways don’t stay open because tissues get looser with age.”

During pre-op assessments, Dr. Wiesenberger takes note of a patient’s comorbidities and current physical status, and looks to diagnose or preoperatively treat problems such as high blood pressure or glucose levels.

“Is there anything that needs to be tweaked so they’re optimized for the case?” he says. He checks the patient’s teeth, takes their Mallampati score, visually examines the airway, evaluates the range of motion and circumference of the neck, and determines how much the patient can open their mouth.

He also asks if they — or members of their family — have ever had problems with anesthesia. “You never know when you might end up having to intubate a patient or place an LMA in an emergency,” he says. “You have to go into every case thinking about managing a difficult airway.”

The nature of the procedure can also determine whether deep sedation is a good idea. “If it’s a shoulder scope with a drape over the patient’s head and you have no access to the face, you probably don’t want to do deep sedation,” says Dr. Wiesenberger. 

Time to act

AIRWAY ATLAS Before performing deep sedation cases, anesthesia providers should still learn as much as they can about the patient’s airway in case an emergency intubation is necessary.

If a patient has been cleared for deep sedation, the anesthesia provider must closely monitor the patient to make sure air is flowing in and carbon dioxide is flowing out of them. 
Dr. Philips calls this “qualitative” monitoring. “If you have a breathing tube in, you can measure the carbon dioxide and get a nice number you can follow,” she says.

Deep sedation cases don’t offer that luxury, so constant visual observation is required to ensure the patient is breathing — and immediate action is required if they are having difficulty. “If I have an unexpected issue, I go through an airway management algorithm in my head,” says Dr. Wiesenberger.

Much like depth of sedation, airway management interventions exist on a continuum:

Add oxygen where possible. “Sometimes this is problematic, because if the surgery is happening around the face and the surgeon is using electrocautery, you can’t use much extra oxygen because it’s a fire hazard,” says Dr. Philip, who administers a diluted oxygen/air mixture in such cases.

Perform chin lifts and jaw thrusts. Dr. Wiesenberger is vigilant because the various drugs he may use to hit numerous receptors at multiple times can lead to shallow breathing, an obstructed airway or apnea in the patient. “At that point, you need to begin with a gentle jaw thrust,” he says. “You can do a rigorous job if it’s needed, but the patient can have some jaw tenderness the next day, and if you push down really hard, they could experience lip numbness.”

Place oral or nasal airways. Deciding between these two options is a matter of situation and provider preference. “They’re interchangeable enough for this purpose,” says Dr. Philip.
The majority of the time, these maneuvers will get the patient breathing. If not, more intensive action must be initiated. When additional interventions are needed, Dr. Wiesenberger first grabs a manual resuscitator to ventilate the patient. Because the agents used in deep sedation — such as midazolam, fentanyl and propofol — either quickly wear off or can be reversed, the patient should emerge safely.

“If you’re unable to ventilate, however, now you’re in the scary zone,” he says. “At that point you call an emergency, and everybody stops what they’re doing.” The patient must be placed on their back, and if another anesthesia provider is in the building, they should assist, says Dr. Wiesenberger.

After administering paralytics to try to relax the airway, Dr. Wiesenberger begins to insert a tube between the vocal cords to secure the airway, then hooks the patient to a ventilator. If he’s still unable to intubate the patient, he tries to secure the airway with an LMA. If that doesn’t work, he might have to perform an emergency cricothyrotomy.

In a real catastrophe, Dr. Wiesenberger says, the patient will go into respiratory distress, then respiratory failure, then cardiovascular collapse. “Thankfully, that’s an incredibly rare phenomenon, or we would not be doing these cases in the outpatient setting,” says Dr. Wiesenberger.

Is it safer?

Dr. Philip says ASA’s long-running Closed Claims Project database, which tracks closed anesthesia insurance claims from major U.S. insurers, has logged many surgical anesthesia mishaps associated with deep sedation. “They involve older and sicker patients and often elective eye or facial plastic surgeries,” she says. “More than 40% of the claims associated with MAC involve death or permanent brain damage, similar to general anesthesia claims.”

The reason for many insurance claims is the anesthesiologist doesn’t want to interrupt the surgery and bother the surgeon at a difficult point, according to Dr. Philip. “I tell the surgeon you’ve got to stop, I need to solve this problem, and they understand and they stop.”

Dr. Philips says everyone in the OR needs to be aware and on top of the fact that there is real risk associated with deep sedation. “The issue is team preparation, your anesthesiologist planning for the potential of what could go wrong, and stopping it early when it does,” she says. “These are difficult-to-manage situations, but deep sedation can be done safely with great attention to doing it right.”

She believes facilities need to have a known plan in place for difficult airways and practice it on a regular basis, just like they do for a fire or an MH drill.

Dr. Wiesenberger says administering deep sedation safely is all about how the surgical team reacts when the unexpected happens. “That’s when it’s all hands on deck,” he says. “You need to stay focused, quickly figure out what’s going on and take corrective actions.”

It’s why Dr. Wiesenberger checks all the boxes before every case and always asks himself, What do I need to worry about? What do I need to prevent? What do I need to do to make the patient safe?

Dr. Wiesenberger feels very strongly about the benefits of deep sedation, despite the risks involved. “The patient is at a higher risk under general anesthesia,” he says. “If I’m able to administer deep sedation, do it safely and feel comfortable doing it, it’s worth it for the patient.” OSM

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